![]() ![]() Existing change management models should be extended to account for the existence of bots and to track the impacts of internal or external changes-things like system upgrades, change in service providers, change in process workflows, change in reporting requirements, and even changing schedules.Ħ. Manage a changing environment: Effective change management is critical to a company’s RPA risks and controls. Whether companies decide to deploy automation representing “digital workers” or deploy a combination of “digital workers” and humans accessing the same IT systems, distinguishing between humans accessing and bots accessing IT systems becomes ever more important.ĥ. There are the same number of IDs as business roles. Determine access: In a traditional IT environment, there are system IDs and end-user IDs. ![]() Companies could benefit from having RPA controls, such as monitoring transactional logs and unexpected activities, to make sure the automated process is completed effectively.Ĥ. ![]() After a bot begins operating, control activities are needed to address the risks of the designed automation not operating properly. Leverage existing controls: As companies develop bots, they should assess the impacts of the bot on its existing controls. ![]() Companies that do not plan for appropriate documentation during the development of bots may create a gap in the system of internal control.ģ. Develop automation coding and configuration: As companies select their RPA platform, details of both the business and solution design requirements of relevant automation should be maintained, so internal and external auditors can perform appropriate automated control testing procedures. The clearly defined, well-documented processes and controls of an effective governance operating model directly affect an organization’s ability to address the financial and operational risks surrounding the adoption of bots.Ģ. Establish a governance framework: An RPA risks and controls program depends on an appropriate governance model inclusive of an overall automation strategy. ![]()
0 Comments
Leave a Reply. |
AuthorWrite something about yourself. No need to be fancy, just an overview. ArchivesCategories |